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Welcome to the Investment Adviser Registration DepositoryCan the Securities and Exchange Commission charge me with a crime?Why The Wealthy Audit Their Financial Advisors Annually (And You Should Too)See if an Investment Adviser is RegisteredWhere Can I Get Background Checks On Financial Advisors?
SEC Investment Adviser Public Disclosure (IAPD) Database Registered investment advisors (RIAs) and investment firms who manage over $100 million in assets must register with the U.S. Securities and Exchange Commission.SEC IAPD search FINRA BrokerCheck Database…
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IAPD Home PageSEC Advisor Search Basics
Who can you search on? The United States Security and Exchange Commission (SEC) provides a searchable database with detailed information on three kinds of investment advisers: Investment Adviser Representatives (IARs) Investment Adviser Firms Exempt Reporting…
Do you need an investment advisor?
The short and simple answer is no, you don’tneedan investment advisor. Given enough time and motivation, anyone should be able to learn the basics of investing on their own. You could read up on index…
